Investors

I make this statement so that I can receive promotional communications from GABA Labs regarding potential investments.

By checking the box above, I declare that I qualify as a “high net worth” investor because at least one of the following applies to me:

1) I had, throughout the financial year immediately preceding the date on which I submit this form, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement).

2) I held, throughout the financial year immediately preceding the date on which I submit this form, net assets to the value of £250,000 or more. Net assets for these purposes do not include:

   (a) the property which is my primary residence or any money raised through a loan secured on that property; or
   (b) any rights of mine under a qualifying contract of insurance; or
   (c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or
   (d) any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on investments.

By checking the box above, I confirm that I am a “per se professional” investor because I represent one of the following types of organisations (which are required to be authorised or regulated to operate in the financial markets):

  (a) a credit institution

  (b) an investment firm

  (c) any other authorised or regulated financial institution

  (d) an insurance company

  (e) a collective investment scheme or the management company of such a scheme

  (f) a pension fund or the management company of a pension fund

  (g) a commodity or commodity derivatives dealer

  (h) a local authority

  (i) any other institutional investor

By checking the box above, I declare that I am a self-certified sophisticated investor for the purposes of the restriction on promotion of non-mainstream pooled investments. I understand that this means:

  (i) I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in non-mainstream pooled investments;

  (ii) the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

  (a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;

  (b) I have made more than one investment in an unlisted company in the two years prior to the date below;

  (c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

  (d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me seek advice from someone who specialises in advising on non-mainstream pooled investments.

By checking the box above, I confirm that I’m making this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because:

  (a) in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and

  (b) I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.

Net assets for these purposes do not include:

  (a) the property which is my primary residence or any money raised through a loan secured on that property;

  (b) any rights of mine under a qualifying contract of insurance; or

  (c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or

  (d) any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested. I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-readily realisable securities.